Take the Health Quiz QuizDoes your company have formally documented AML/CFT & TFS policies in accordance with the regulatory requirements and guidelines. Are these policies updated regularly? Yes Partially NoDocumented AML/CFT & TFS policies are a core regulatory requirement. Don’t worry — if you're missing them, we’ll guide you on how to build compliant policies at the end of this quiz.PreviousNextAre your AML/CFT & TFS procedures implemented effectively across all client and transaction activities? Yes Partially NoHaving policies without implementation can still count as non-compliance. We’ll help you strengthen execution once we review your results.PreviousNextDo you have a designated MLRO, and is the officer appropriately certified? Yes Partially NoAppointing a certified MLRO is mandatory for all DNFBPs in the UAE. If you don’t have one in place, we’ll assist you in fulfilling this requirement after the assessment.PreviousNextIs your company registered on the GoAML system? Are you actively using it for reporting? Yes Partially NoGoAML registration is legally required under UAE AML regulations. No stress — we’ll guide you through the registration process after you complete the quiz.PreviousNextIs your company registered and compliant with the Executive office for control and non-proliferation (EOCN) requirements? Yes Partially NoRegistration with the Executive Office for Control & Non-Proliferation (EOCN) is essential for sanctions compliance. We’ll help you get aligned if needed.PreviousNextDo you have an automated or manual screening tool in place to screen clients, transactions, and third parties for Sanctions? Yes Partially NoScreening against UN, OFAC, and UAE sanctions lists is mandatory. Whether automated or manual, a screening process must be in place — we’ll show you how.PreviousNextAre KYC/CDD processes in place and consistently applied for all clients? Yes Partially NoKYC/CDD is the foundation of AML compliance. If your process is missing or inconsistent, don’t worry — we’ll help you establish a proper framework.PreviousNextDo you follow a risk-based approach and conduct client risk assessment? Yes Partially NoA risk-based approach is compulsory under UAE AML guidelines. We’ll help you introduce practical risk assessment methods.PreviousNextDo you conduct EDD for high-risk customers and obtain proof of client source of funds/source of wealth? Yes Partially NoEDD is required for high-risk clients to verify source of funds/wealth. If you’re unsure how to apply it, we’ll guide you post-quiz.PreviousNextHas your company conducted a Business Risk Assessment or Entity-Wide Risk Assessment in the past 12 months? Yes Partially NoConducting an Entity-Wide or Business Risk Assessment at least annually is mandatory. We’ll help you complete one if it’s overdue.PreviousNextDoes your MLRO submit compliance reports (to management or regulators) at least twice a year? Yes Partially NoMLROs must submit compliance reports to management or regulators every 6 months. We’ll assist you in setting up a formal reporting cycle.PreviousNextAre there clear procedures to identify red flags and submit Suspicious Transaction Reports (STRs) or Suspicious Activity Reports (SARs)? Yes Partially NoEvery company must have clear internal procedures to detect and report suspicious activity. We’ll help you establish proper escalation channels.PreviousNextAre goAML reports (REARs, STRs, SARs, etc) submitted timely and consistently as per regulatory requirements? Yes Partially NoTimely REARs, STRs & SARs submissions are essential to avoid regulatory penalties. We’ll guide you on filing requirements after your results.PreviousNextDo employees receive regular AML/CFT training? Yes Partially NoRegular AML/CFT training is mandatory for all relevant employees. We’ll help you roll out a structured training plan.PreviousNextDo you keep all records for 5 years in line with the regulatory guidelines? Yes Partially NoMaintaining records for a minimum of 5 years is a legal requirement. If you’re unsure about formats or storage, we’ll assist after the quiz. Previous Submit